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June 13, 2016, 科文顿电子期刊

2016年6月7日,美国证券交易委员会(“证交会”) 宣布与建筑和重塑产品生产商诺泰克(Nortek Inc.)就其非直接控股的全资中国子公司向中国政府官员进行不正当支付而可能违反美国反海外腐败法(“FCPA”)账簿和记录以及内部会计控制规定的调查而达成一项不起诉协议。根据该不起诉协议,诺泰克同意支付三十二万美元的不正当收入和判决前利息,但是诺泰克并没有被提起违反FCPA的指控,也未支付额外罚金。此外,作为近期生效的试点项目的实施成果之一,美国司法部(“DOJ”) 对诺泰克发出停止调查函,结束对该项事项的调查。

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